PRINCIPAL STOCKHOLDERS OF T-MOBILE
The table below shows the number of shares of T-Mobile common stock beneficially owned as of the close of business on July 13, 2018, by each of the T-Mobile directors and named executive officers, as well as the number of shares beneficially owned by all of the T-Mobile directors and named executive officers as a group. Together, these individuals beneficially own less than 1% of the T-Mobile common stock outstanding.
The amounts and percentages of shares beneficially owned are reported on the basis of SEC regulations governing the determination of beneficial ownership of securities. Unless otherwise indicated below and except to the extent authority is shared by spouses under applicable law, to T-Mobile’s knowledge, each of the persons set forth below has sole voting and investment power with respect to all shares of T-Mobile common stock shown as beneficially owned by him or her.
| Common Stock Beneficially Owned |
||||||||
|
|
|
|||||||
| Directors and Named Executive Officers(1) |
Common Stock | Percentage | ||||||
| J. Braxton Carter |
130,906 | * | ||||||
| Thomas Dannenfeldt |
— | * | ||||||
| Srikant M. Datar(2) |
28,782 | * | ||||||
| Lawrence H. Guffey |
20,782 | * | ||||||
| Timotheus Höttges |
— | * | ||||||
| Bruno Jacobfeuerborn |
— | * | ||||||
| Thomas C. Keys |
333,444 | * | ||||||
| Raphael Kübler |
— | * | ||||||
| Thorsten Langheim |
— | * | ||||||
| John J. Legere |
1,473,051 | * | ||||||
| Neville R. Ray(3) |
204,369 | * | ||||||
| G. Michael Sievert |
282,750 | * | ||||||
| Olaf Swantee |
0 | * | ||||||
| Teresa A. Taylor |
20,782 | * | ||||||
| Kelvin R. Westbrook |
20,782 | * | ||||||
| All directors and executive officers as
a |
3,000,330 | * | ||||||
| * | Represents less than 1%. |
| (1) | Unless otherwise indicated, the address of each person is c/o T-Mobile US, Inc., 12920 SE 38th Street, Bellevue, Washington 98006. |
| (2) | Includes 8,000 shares of T-Mobile common stock held by Datar Investment LLC and 13,424 shares of T-Mobile common stock held by Safari LLC. Mr. Datar is a co-manager of Datar Investment LLC and Safari LLC and has shared voting and investment power over the securities held by these entities. |
| (3) | Includes 6,250 shares of T-Mobile common stock from vested RSUs that have been deferred. |
Based on filings made under Sections 13(d) and 13(g) of the Exchange Act, as of July 13, 2018, the only person known by T-Mobile to be a beneficial owner of more than 5% of the T-Mobile common stock is as follows:
| Name and Address of Beneficial Owner |
Common Stock Beneficially Owned |
|||||||
| Common Stock | Percentage | |||||||
| Deutsche Telekom AG(4) Friedrich-Ebert-Allee 140 53113 Bonn, Germany |
538,590,941 | 63.6 | % | |||||
| (4) | According to the Schedule 13D/A filed by Deutsche Telekom on April 29, 2018, reflecting ownership of 538,590,941 shares of T-Mobile common stock as of April 25, 2018. The shares are held of record by Deutsche Telekom Holding, which is a direct wholly owned subsidiary of T-Mobile Global Holding GmbH, which is a direct wholly owned subsidiary of T-Mobile Global Zwischenholding GmbH, which in turn is a direct wholly owned subsidiary of Deutsche Telekom. |
