PRINCIPAL STOCKHOLDERS OF SPRINT
The table below shows the number of shares of Sprint common stock beneficially owned as of the close of business on July 13, 2018, by each of the Sprint directors and named executive officers, as well as the number of shares beneficially owned by all of the Sprint directors and named executive officers as a group. Together, these individuals beneficially own less than 1% of the Sprint common stock outstanding.
The amounts and percentages of shares beneficially owned are reported on the basis of SEC regulations governing the determination of beneficial ownership of securities. Unless otherwise indicated below and except to the extent authority is shared by spouses under applicable law, to Sprint’s knowledge, each of the persons set forth below has sole voting and investment power with respect to all shares of Sprint common stock shown as beneficially owned by him or her.
| Name of Beneficial Owner |
Shares Owned |
Shares Covered by Exercisable Options and RSUs to be Delivered(1) |
Percentage of Common Stock |
|||||||||
| Gordon Bethune |
252,989 | — | * | |||||||||
| Marcelo Claure(2) |
6,890,936 | 2,949,077 | * | |||||||||
| Michel Combes |
31,040 | 66,401 | * | |||||||||
| Andrew Davies |
— | — | ||||||||||
| Nestor Cano |
202,554 | 50,219 | * | |||||||||
| Kevin Crull |
193,900 | 644,854 | * | |||||||||
| Jorge Gracia |
129,652 | 110,496 | * | |||||||||
| Tarek Robbiati |
408,602 | — | * | |||||||||
| Patrick Doyle |
58,514 | — | * | |||||||||
| Ronald Fisher |
1,651,502 | — | * | |||||||||
| Julius Genachowski |
118,125 | — | * | |||||||||
| Adm. Michael Mullen |
159,331 | — | * | |||||||||
| Masayoshi Son |
— | — | * | |||||||||
| Sara Martinez Tucker |
160,763 | — | * | |||||||||
| Stephen Kappes |
— | 9,191 | * | |||||||||
| Current Directors and Executive Officers as a group (17 persons) |
10,600,086 | 4,435,743 | * | |||||||||
| * | Represents less than 1%. |
| (1) | Represents shares of Sprint common stock that may be acquired upon the exercise of stock options exercisable, and shares of stock that underlie restricted stock units to be delivered, on or within 60 days after July 13, 2018 under our equity-based incentive plans. |
| (2) | 6,890,936 shares of Mr. Claure’s Sprint stock are currently pledged as security for a line of credit with an unrelated third-party bank. |
Based on filings made under Sections 13(d) and 13(g) of the Exchange Act, as of July 13, 2018, the only person known by Sprint to be a beneficial owner of more than 5% of the Sprint common stock is as follows:
| Name and Address of Beneficial Owner |
Amount and Nature of Beneficial Ownership |
Percent of Class(3) |
||||||
| SoftBank Group Corp. 1-9-1 Higashi-Shimbashi, Minato-ku, Tokyo, 105-7303 Japan |
3,446,086,110 | (4) | 84.7 | % | ||||
| (3) | The ownership percentages set forth in this column are based on outstanding shares of Sprint common stock on July 13, 2018, and assumes that SoftBank continued to own the number of shares reflected in the table above on July 13, 2018. |
| (4) | Based solely on Amendment No. 12 to Schedule 13D jointly filed with the SEC on July 12, 2018 by SoftBank, Starburst I, Inc. and Galaxy Investment Holdings, Inc. According to the Schedule 13D/A: (a) SoftBank is the beneficial owner of, and has shared voting power and shared dispositive power with respect to, all of the shares of Sprint common stock; (b) Starburst I, Inc. is the beneficial owner of, and has shared voting power and shared dispositive power with respect to, 3,131,105,447 shares of Sprint common stock; and (c) Galaxy Investment Holdings, Inc. is the beneficial owner of, and has shared voting power and shared dispositive power with respect to, 314,980,663 shares of Sprint common stock. |
