SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The table below sets forth certain information regarding the beneficial ownership of Citrix common stock as of February 15, 2022 by (1) each person or entity known to us who beneficially owns more than five percent of the outstanding Citrix common stock, (2) our named executive officers and directors, and (3) all of our executive officers and directors as a group. Beneficial ownership is determined in accordance with the rules of the SEC. For purposes of the table below, we deem shares of Citrix common stock issuable upon settlement of restricted stock units held by the respective person or group within 60 days of February 15, 2022 and pursuant to options held by the respective person or group that are currently exercisable or may be exercised within 60 days of February 15, 2022 to be outstanding and to be beneficially owned by the person holding the restricted stock units or options for the purpose of computing the percentage ownership of that person, but we do not treat them as outstanding for the purpose of computing the percentage ownership of any other person.
| Name and Address of Beneficial Owner(1) |
Shares Beneficially Owned (2)(3) |
Percentage of Shares Beneficially Owned (4) |
||||||
| Five Percent Stockholders: |
||||||||
| T. Rowe Price Associates, Inc (5) |
17,104,797 | 13.6 | % | |||||
| The Vanguard Group(6) |
13,942,805 | 11.1 | % | |||||
| BlackRock, Inc. (7) |
12,897,450 | 10.3 | % | |||||
| Named Executive Officers and Directors: |
* | |||||||
| David J. Henshall(8) |
319,223 | * | ||||||
| Antonio G. Gomes(9) |
130,662 | * | ||||||
| Robert M. Calderoni(10) |
117,419 | * | ||||||
| Paul J. Hough(11) |
99,463 | * | ||||||
| Arlen R. Shenkman(12) |
25,599 | * | ||||||
| Woong Joseph Kim(13) |
19,234 | * | ||||||
| Murray J. Demo |
13,099 | * | ||||||
| Moira A. Kilcoyne |
6,671 | * | ||||||
| Thomas E. Hogan |
5,697 | * | ||||||
| J. Donald Sherman |
2,425 | * | ||||||
| Nanci E. Caldwell(14). |
2,189 | * | ||||||
| Peter J. Sacripanti(15) |
1,773 | * | ||||||
| Robert E. Knowling, Jr.(16) |
— | * | ||||||
| All executive officers and directors as a group (19 persons)(17) |
998,387 | * | ||||||
| * | Represents less than 1% of the outstanding common stock. |
| (1) | The address of each of the directors and executive officers is 851 West Cypress Creek Road, Fort Lauderdale, Florida 33309. |
| (2) | Beneficial ownership is determined in accordance with the rules of the SEC and includes voting and investment power with respect to shares. Unless otherwise indicated in the footnotes below, to our knowledge, all persons listed in the table above have sole voting and investment power with respect to their shares of Citrix common stock, except to the extent authority is shared by spouses under applicable law. |
| (3) | Shares of common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022 may vary slightly as a result of rounding of fractional shares upon vesting. |
| (4) | Applicable percentage of ownership is based upon 125,571,165 shares of common stock outstanding as of February 15, 2022. |
| (5) | With respect to information relating to T. Rowe Price Associates, Inc., we have relied solely on information supplied by such entity on a Schedule 13G/A filed with the SEC on February 14, 2022. Per the Schedule 13G/A, T. Rowe Price held sole voting power over 5,874,882 shares and sole dispositive power over 17,104,797 shares. The address of T. Rowe Price Associates, Inc. is 100 E. Pratt St., Baltimore, MD 21202. |
| (6) | With respect to information relating to The Vanguard Group, we have relied solely on information supplied by such entity on a Schedule 13G/A filed with the SEC on February 9, 2022. Per the Schedule 13G/A, Vanguard held shared voting power over 201,577 shares, sole dispositive power over 13,438,431 shares, and shared dispositive power over 504,374 shares. The address of the Vanguard Group is 100 Vanguard Blvd., Malvern, PA 19355. |
| (7) | With respect to information relating to BlackRock, Inc., we have relied solely on information supplied by such entity on a Schedule 13G/A filed with the SEC on January 27, 2022. Per the Schedule 13G/A, BlackRock held sole voting power over 11,383,774 shares and sole dispositive power over 12,897,450 shares. The address of BlackRock, Inc. is 55 East 52nd St., New York, NY 10055. |
| (8) | Includes 36,848 shares of Citrix common stock issuable upon settlement of restricted stock units that were scheduled to vest within 60 days of February 15, 2022. |
| (9) | Includes 12,239 shares of Citrix common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022. |
| (10) | Includes 29,663 shares of Citrix common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022. Includes 30,718 shares of Citrix common stock held in The 2019 Calderoni Family Trust. Mr. Calderoni disclaims beneficial ownership of all of the shares held by The 2019 Calderoni Family Trust, except to the extent of his pecuniary interest therein. In addition, as of February 15, 2022, Mr. Calderoni holds 17,685 vested restricted stock units pursuant to our outside directors’ deferred compensation program for non-employee directors. |
| (11) | Includes 12,134 shares of Citrix common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022. |
| (12) | Includes 8,319 shares of Citrix common stock issuable upon settlement of restricted stock units that were scheduled to vest within 60 days of February 15, 2022. |
| (13) | Includes 3,502 shares of Citrix common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022. |
| (14) | In addition, as of February 15, 2022, Ms. Caldwell holds 32,496 vested deferred restricted stock units pursuant to our outside directors’ deferred compensation program for non-employee directors. |
| (15) | In addition, as of February 15, 2022, Mr. Sacripanti holds 12,278 vested deferred restricted stock units pursuant to our outside directors’ deferred compensation program for non-employee directors. |
| (16) | As of February 15, 2022, Mr. Knowling holds 3,502 deferred restricted stock units pursuant to our outside directors’ deferred compensation program for non-employee directors. |
| (17) | Includes 141,131 shares of Citrix common stock issuable upon settlement of restricted stock units that will vest within 60 days of February 15, 2022. |
